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Home TOPICS Regulation Page 17

Regulation

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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024
Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

Greenwich study shows investors fear FTT impact on trading costs and...

Lynn Strongin Dodds - July 16, 2020 0

FCA delays SMCR obligations for solo registered firms by four months

Lynn Strongin Dodds - July 3, 2020 0

FESE rejects calls for shorter trading day

Lynn Strongin Dodds - July 1, 2020 0

CSDR settlement regime ‘out’ as UK sets new path

Ian Rycott - June 24, 2020 0

European Commission launches anti trust investigation into LSE/Refinitiv deal

Lynn Strongin Dodds - June 23, 2020 0

ESMA warns financial service firms not to over rely on the...

Lynn Strongin Dodds - June 4, 2020 0

City firms unlikely to return to ‘old normal’ according to EY...

Lynn Strongin Dodds - June 1, 2020 0

FMSB Review calls for greater data governance and control

Lynn Strongin Dodds - May 13, 2020 0

CityUK calls for clearer fintech regulation

Lynn Strongin Dodds - May 11, 2020 0

Complaint to EU finds GDPR at risk of failing due to...

Lynn Strongin Dodds - April 28, 2020 0
1...161718...38Page 17 of 38

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