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Gurbir Grewal, director of division of enforcement, SEC

Firms hit with CFTC, SEC recordkeeping and communication failure fines 

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Bank of England, FCA close partnership ‘working effectively’ 

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Joshua Barraclough, founder and CEO of One Trading

Regulatory Round-up August

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Gary Simmons, managing director of high yield and equity markets, AFME

AFME, LSE welcome FCA listing rules overhaul

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FCA overhauls listing rules to boost UK stock market

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Georgina Jarratt, Head of Fintech and Digitalisation, ICMA

Regulatory Round-Up July

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Ciarán McGonagle

Nothing new that isn’t old: Tokenovate’s Ciarán McGonagle talks tokenising derivatives 

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Jo Burnham, OpenGamma

CFTC confirms stability of derivatives clearing firms

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Eric Werner, SEC

Regulatory Round-up June

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Gary Gensler, chairman, SEC

Terraform and founder Kwon to pay $4.5bn in securities fraud case

Alex Pugh - 0
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