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Home TOPICS Regulation Page 4

Regulation

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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024
Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

Monsters in the deep? Bank of England warns against AI trading...

Lauren McAughtry - May 8, 2024 0

“Game-changing reforms” needed to fix Europe’s capital markets, say European associations

Lauren McAughtry - May 8, 2024 0
Christy Romero, TAC chair, CFTC commissioner

CFTC technology committee makes ‘responsible’ AI recommendations

Alex Pugh - May 7, 2024 0

CFTC names Ted Kaouk agency’s first chief AI officer

Alex Pugh - May 2, 2024 0
Jessica Rusu, FCA

UK regulators indicate principles-based approach for AI regulation

Lauren McAughtry - May 2, 2024 0

CFTC updates rules on large trader reporting for futures and options

Alex Pugh - May 1, 2024 0

‘A moment of transition’ – EU Listing Act goes live

Lauren McAughtry - April 26, 2024 0

EU consolidated tape should charge based on use case

Dan Barnes - April 25, 2024 0

Virginie Saade: Benefits of consolidated tape ‘cannot be overstated’

Alex Pugh - April 24, 2024 0

The end of globalisation is nigh, warns BNP Paribas AM CEO

Alex Pugh - April 23, 2024 0
1...345...38Page 4 of 38

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