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Home TOPICS Regulation Page 6

Regulation

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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024
Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

James Pike, head of business development at Taskize

SEC issues T+1 risk alert 

Alex Pugh - March 28, 2024 0
Bryan Corbett, MFA

Regulatory Round-up March

Alex Pugh - March 27, 2024 0

How to make a success of a consolidated tape? It’s all...

Lauren McAughtry - March 26, 2024 0
Bryan Corbett, MFA

NAPFM, MFA, and AIMA sue SEC to vacate dealer rule

GlobalTrading - March 19, 2024 0
Jamie Dimon, CEO, JP Morgan

JP Morgan restricted from onboarding new venues and fined US$350 million

GlobalTrading - March 15, 2024 0
FIX-EMEA-2024_T+1 panel

FIX EMEA: Why T+1?

Alex Pugh - March 12, 2024 0

From the floor at FIX: David Pearson gives exclusive T+1 insight...

GlobalTrading - March 12, 2024 0

FIX EMEA: UK enters challenging phase in commercial appointment for consolidated...

GlobalTrading - March 11, 2024 0
Gary Gensler, chairman, SEC

SEC amends disclosure of order execution information rule

Alex Pugh - March 8, 2024 0

FCA rules out wholesale market data action despite higher price drivers

Alex Pugh - March 1, 2024 0
1...567...38Page 6 of 38

EDITOR PICKS

The challenge of share buybacks

December 4, 2024
Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial...

November 28, 2024
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Diversity on the Desk: Is it time for smarter intergenerational conversations?

November 16, 2024

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