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Home GEOGRAPHY UK

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Tracy Moore

Regulatory Round-Up September

Alex Pugh - September 4, 2024
Andrew Bailey, governor, Bank of England

Bank of England: Policy setting to ‘remain restrictive’

Mike Carrodus, CEO, Substantive Research

Global asset managers divided over FCA unbundling rules

Bank of England, FCA close partnership ‘working effectively’ 

Joshua Barraclough, founder and CEO of One Trading

Regulatory Round-up August

Gary Simmons, managing director of high yield and equity markets, AFME

AFME, LSE welcome FCA listing rules overhaul

Alex Pugh - July 12, 2024 0

FCA overhauls listing rules to boost UK stock market

Alex Pugh - July 11, 2024 0
David Schwimmer, CEO, LSEG

LSEG and Dow Jones form data, news and analytics partnership

Alex Pugh - July 3, 2024 0
Eric Werner, SEC

Regulatory Round-up June

Alex Pugh - June 27, 2024 0
Caroline Pham, commissioner, CFTC

Regulatory Round-Up June

Alex Pugh - June 12, 2024 0

FCA fines Citi £27.8m for systems and controls failures 

Alex Pugh - May 22, 2024 0

EXCLUSIVE: abrdn’s automation journey sees no-touch jump

Lauren McAughtry - May 21, 2024 0

FCA: Firms must be ‘vigilant’ about market abuse surveillance failures

Alex Pugh - May 10, 2024 0

Head of market structure leaves Barclays

Lauren McAughtry - May 3, 2024 0

Virginie Saade: Benefits of consolidated tape ‘cannot be overstated’

Alex Pugh - April 24, 2024 0
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