Financial Conduct Authority (FCA) Archives - Page 3 of 6 - Global Trading

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Gurbir Grewal, director of division of enforcement, SEC

Regulatory Round-up: August 2023 (Part One)

Alex Pugh - August 16, 2023 0

Matt Smith, CEO, Steeleye

Transaction reporting hits the headlines as firms fail to accurately submit...

Alex Pugh - July 27, 2023 0

FCA delays SDR requirements for the second time

Lynn Strongin Dodds - July 19, 2023 0

UK launches draft ESG ratings code of conduct

Lynn Strongin Dodds - July 7, 2023 0

FCA tells asset managers to focus on liquidity risk after finding...

Alex Pugh - July 6, 2023 0

FCA proposes consolidated bond tape and tightens trading venue perimeter rules

Ian Rycott - July 5, 2023 0

FCA propose sweeping reforms to attract listings

Lynn Strongin Dodds - May 3, 2023 0

FCA delays SDR requirements

Lynn Strongin Dodds - April 3, 2023 0

Matt Smith, CEO, Steeleye

SteelEye and LeapXpert partner to reduce market risk

Lynn Strongin Dodds - February 15, 2023 0

A Closer Look at “Effective” Surveillance

Ian Rycott - June 15, 2022 0

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