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Tag: Securities and Exchange Commission (SEC)

Gary Gensler, chairman, SEC

Regulatory Round-Up

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Eric Werner, SEC

Senvest Management hit with $6.5m recordkeeping fine

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James Pike, head of business development at Taskize

SEC issues T+1 risk alert 

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FIX-EMEA-2024_T+1 panel

FIX EMEA: Why T+1?

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Gary Gensler, chairman, SEC

SEC amends disclosure of order execution information rule

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Regulatory Round-up February

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Gurbir Grewal, director of division of enforcement, SEC

Regulatory Round-up January

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Morgan Stanley hit with $249m block trade fraud fine

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Gary Gensler, chairman, SEC

SEC greenlights BlackRock BTC ETF

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Martin Bednall, CEO, Jacobi Asset Management

ANALYSIS: Will a spot Bitcoin ETF really change the world?

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