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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024

Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

Proprietary trading firms seek fixed income investment expansion in year ahead

Alex Pugh - November 13, 2023 0

Regulatory Round-up November (Part One)

Alex Pugh - November 8, 2023 0

MiFID II unbundling rules dented research and liquidity in London’s main...

Alex Pugh - November 2, 2023 0

Why are closing auctions so high? Brexit, apparently.

Alex Pugh - November 1, 2023 0

Gary Gensler, chairman, SEC

Regulatory Round-up October (Part Two)

Alex Pugh - October 25, 2023 0

Lay of the land: how liquidity is moving on from MiFID...

Alex Pugh - October 23, 2023 0

Trade bodies seek equity options exemption from margin rules

Alex Pugh - October 23, 2023 0

New CAT payment structure: An “illegal appropriation” of funds?

Ian Rycott - October 18, 2023 0

Research rebundling – regulatory freedom or reluctant rewind? Best Execution partners...

Ian Rycott - October 16, 2023 0

SEC moves to increase transparency around short selling, amends National Market...

Alex Pugh - October 16, 2023 0

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