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Home TOPICS Regulation Page 9

Regulation

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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024
Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

UK proposes streamlined listing regime, confirms consolidated tape for bonds

GlobalTrading - December 20, 2023 0

UK’s T+1 Taskforce report delayed to Q1, Technical Group created to...

GlobalTrading - December 19, 2023 0

ESMA consults on potential CSDR penalty changes

Alex Pugh - December 18, 2023 0
Jo Burnham, OpenGamma

ESMA report underscores UK role in EU derivatives market amid regulatory...

Alex Pugh - December 6, 2023 0

Buy robot: Sell-side firms look to automate post-trade as next-gen talent...

Alex Pugh - November 27, 2023 0

UK Government flips short selling powers to FCA in Brexit breakaway

Alex Pugh - November 24, 2023 0

Post-Brexit London “still the decision-maker” in European financial markets

Ian Rycott - November 24, 2023 0

DORA will drive ‘significant change’ in sell-side third party risk management,...

Alex Pugh - November 22, 2023 0

From the Floor at FIX: Matthew Coupe and Rebecca Healey, EMEA...

Ian Rycott - November 15, 2023 0

From the Floor at FIX: Stéphane Malrait, Global Head of Market...

Ian Rycott - November 15, 2023 0
1...8910...38Page 9 of 38

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