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Home TOPICS Regulation Page 12

Regulation

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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024
Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

Matt Smith, CEO, Steeleye

Transaction reporting hits the headlines as firms fail to accurately submit...

Alex Pugh - July 27, 2023 0

EXCLUSIVE: Rachel Kent on the Investment Research Review – “I didn’t...

Ian Rycott - July 19, 2023 0

Fund managers “urgently” need to increase resilience in the face of...

Ian Rycott - July 13, 2023 0
Jo Burnham, OpenGamma

Margin call: Are you ready for the upcoming SIMM re-parameterisation?

Ian Rycott - July 13, 2023 0

Viewpoint: T+1 securities settlement: a challenge and an opportunity

Ian Rycott - July 12, 2023 0
Mike Carrodus, CEO, Substantive Research

Treasury hands the FCA a delicate balancing act on research unbundling

Ian Rycott - July 10, 2023 0

Industry sceptical of MiFID II rebundling in Mansion House speech

Ian Rycott - July 10, 2023 0

Corlytics acquires Clausematch to create AI-powered one-stop-shop regtech solution

Alex Pugh - July 5, 2023 0

FCA proposes consolidated bond tape and tightens trading venue perimeter rules

Ian Rycott - July 5, 2023 0

Down to the wire: Sweden slides MiFID II agreement over the...

Ian Rycott - June 30, 2023 0
1...111213...38Page 12 of 38

EDITOR PICKS

The challenge of share buybacks

December 4, 2024
Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial...

November 28, 2024
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November 16, 2024

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