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Home TOPICS Regulation Page 13

Regulation

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Apostolos Thomadakis, ECMI

Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024
Prop Trading

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA

ESMA group warns of increased settlement fails post-T+1

“Be ambitious”: joint trade associations call on EU regulators to think...

Alex Pugh - June 28, 2023 0
Verena Ross, chair, ESMA

ESMA reveals new five-year data strategy for the financial markets

Ian Rycott - June 20, 2023 0

A long way to go: “Fundamental concerns” raised around lack of...

Lauren McAughtry - June 7, 2023 0
Mike Carrodus, CEO, Substantive Research

The SEC’s unbundling nightmare: “The most unpredictable situation since 2016”

Alex Pugh - June 6, 2023 0

ICE updates its TVTIC format – don’t get caught short

Ian Rycott - June 1, 2023 0
HM Treasury

UK government proposes amendments to CCP run-off regime

Alex Pugh - May 30, 2023 0

ESMA urges trading venues to ensure they have an “appropriate” market...

Alex Pugh - May 25, 2023 0

Citi, Deutsche bond traders admit breaking competition law, finds UK watchdog

Ian Rycott - May 25, 2023 0

Bloomberg, MarketAxess and Tradeweb sign joint venture agreement

Ian Rycott - May 23, 2023 0

IOSCO launches consultation on global crypto-regulation

Ian Rycott - May 23, 2023 0
1...121314...38Page 13 of 38

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