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Why the EU doesn’t need a single supervisor for its financial markets – yet

Apostolos Thomadakis - November 28, 2024

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

Gurbir Grewal, director of division of enforcement, SEC

SEC enforcement director Gurbir Grewal steps down

ESMA group warns of increased settlement fails post-T+1

Regulatory Round-Up June

Alex Pugh - June 12, 2024 0

AFME voices concern over FCA’s research rebundling stance

Lucy Carter - June 5, 2024 0

‘Recalibrate’ Liquidity Coverage Ratio to restore securitisation market

Alex Pugh - June 4, 2024 0

ESMA reminds issuers of pre-close calls good practices

Alex Pugh - May 30, 2024 0

NBFI ‘very important’ to mooted Capital Markets Union

Alex Pugh - May 24, 2024 0

ESMA: Broaden access for firms and citizens to grow capital markets

Alex Pugh - May 23, 2024 0

FCA fines Citi £27.8m for systems and controls failures

Alex Pugh - May 22, 2024 0

Cut costs and complexity to boost Europe’s sluggish options markets

Alex Pugh - May 21, 2024 0

Regulatory Round-Up

Alex Pugh - May 16, 2024 0

FCA: Firms must be ‘vigilant’ about market abuse surveillance failures

Alex Pugh - May 10, 2024 0

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Regulation

Why the EU doesn’t need a single supervisor for its financial markets – yet

The Big Prop Trading Crackdown: Good news or bad?

SEBI outlines measures to strengthen equity index derivatives framework

SEC enforcement director Gurbir Grewal steps down

ESMA group warns of increased settlement fails post-T+1

Regulatory Round-Up June

AFME voices concern over FCA’s research rebundling stance

‘Recalibrate’ Liquidity Coverage Ratio to restore securitisation market

ESMA reminds issuers of pre-close calls good practices

NBFI ‘very important’ to mooted Capital Markets Union

ESMA: Broaden access for firms and citizens to grow capital markets

FCA fines Citi £27.8m for systems and controls failures

Cut costs and complexity to boost Europe’s sluggish options markets

Regulatory Round-Up

FCA: Firms must be ‘vigilant’ about market abuse surveillance failures

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