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Regulatory Round-up

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EXCLUSIVE: Rachel Kent on the Investment Research Review – “I didn’t know what I was going to recommend before we started!”

Ian Rycott - July 19, 2023

Beyond Liquidity: Regulators warn on alternative Libor rates

Jo Burnham, OpenGamma

Margin call: Are you ready for the upcoming SIMM re-parameterisation?

Could Japan’s bond policy shift signal the end of its equities bull run?

The time for talking is over: Top tips for T+1 testing

Matt Smith, CEO, Steeleye

Transaction reporting hits the headlines as firms fail to accurately submit...

Alex Pugh - July 27, 2023 0

Markets “quietly confident” despite yet another Fed hike – but it’s...

Ian Rycott - July 27, 2023 0

Caroline Pham, commissioner, CFTC

Regulatory Round-Up August

Alex Pugh - August 21, 2024 0

Regulatory Round-up: September 2023 (Part One)

Alex Pugh - September 15, 2023 0

Gary Gensler, chairman, SEC

Regulatory Round-Up December (Part One)

Alex Pugh - December 7, 2023 0

Joshua Barraclough, founder and CEO of One Trading

Regulatory Round-up August

Alex Pugh - August 7, 2024 0

Tracy Moore

Regulatory Round-Up September

Alex Pugh - September 4, 2024 0

Stock Connect block trading to ‘catalyse’ trading activity, ASIFMA says

Alex Pugh - August 14, 2023 0

Eric Werner, SEC

Regulatory Round-up June

Alex Pugh - June 27, 2024 0

Regulatory Round-up November (Part One)

Alex Pugh - November 8, 2023 0

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