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Regulatory Round-up

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Tracy Moore

Regulatory Round-Up September

Alex Pugh - September 4, 2024

Caroline Pham, commissioner, CFTC

Regulatory Round-Up August

Joshua Barraclough, founder and CEO of One Trading

Regulatory Round-up August

Georgina Jarratt, Head of Fintech and Digitalisation, ICMA

Regulatory Round-Up July

Eric Werner, SEC

Regulatory Round-up June

Gary Gensler, chairman, SEC

Regulatory Round-up October 2023 (Part One)

Alex Pugh - October 11, 2023 0

Regulatory Round-up: September 2023 (Part Two)

Alex Pugh - September 27, 2023 0

Regulatory Round-up: September 2023 (Part One)

Alex Pugh - September 15, 2023 0

The time for talking is over: Top tips for T+1 testing

Ian Rycott - August 16, 2023 0

Stock Connect block trading to ‘catalyse’ trading activity, ASIFMA says

Alex Pugh - August 14, 2023 0

Beyond Liquidity: Regulators warn on alternative Libor rates

Shanny Basar - August 7, 2023 0

Could Japan’s bond policy shift signal the end of its equities...

Ian Rycott - July 29, 2023 0

Matt Smith, CEO, Steeleye

Transaction reporting hits the headlines as firms fail to accurately submit...

Alex Pugh - July 27, 2023 0

Markets “quietly confident” despite yet another Fed hike – but it’s...

Ian Rycott - July 27, 2023 0

Advantage Futures deploys Eventus’ Validus platform for trade surveillance

Alex Pugh - July 25, 2023 0

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